In the past, I have expressed my disagreement with the approach some jurisdictions take on the issue of flat fees (see here and here). Last October, however, I reported that Tennessee rejected the trend when it amended its rules (here).
Now comes news that the Minnesota Supreme Court also got it right, and has amended its Rules of Professional Conduct to allow, with certain notice requirements, an attorney to treat a flat fee as an attorney's property on receipt.
Thanks to the Legal Profession blog for the update.
Professor Alberto Bernabe - The University of Illinois-Chicago School of Law
Wednesday, December 29, 2010
USA Today series on prosecutorial misconduct continues
Back in September, USA Today began to publish a series of articles on prosecutorial misconduct (see here). The series is available here. The most recent article is reviewed by the Wall Street Journal here. The more recent article argues that prosecutorial misconduct lets convicted off easy. According to the review, USA Today identified 200 cases since 1997 in which prosecutors supposedly violated laws or ethics rules; in at least 48 of the cases, defendants were convicted of crimes, but courts gave them shorter sentences than they would have otherwise received due to prosecutorial misconduct.
Top Legal Ethics Stories of 2010
The Legal Ethics Forum forum has a list of top legal ethics stories for 2010 and is still asking for more suggestions. Go here for the story.
Monday, December 20, 2010
How not to practice law: show up drunk
Here is an easy multiple choice question: when representing a client, a lawyer should show up (a) sober or (b) drunk. If you picked 'a' .... Ding, ding, ding! We've got a winner. Generally speaking, that is the way to practice law, wouldn't you say?.... But since this is an entry in our on-going how NOT to practice law series, you know what's coming....
An Indiana attorney has been suspended for six months without automatic reinstatement as a result of an incident in which the attorney appeared at the Child Advocacy Center for a police interview with a juvenile client while intoxicated. Go here for the opinion. Go here for more on the story.
Unfortunately, this is not the first time we have seen this type of conduct. Here is a must see video of an attempt by a judge to determine if a lawyer is drunk when he appeared in court to represent a criminal defendant client: part 1 (5 minutes), part 2 (9 minutes), part 3 (9 minutes), part 4 (10 minutes)
An Indiana attorney has been suspended for six months without automatic reinstatement as a result of an incident in which the attorney appeared at the Child Advocacy Center for a police interview with a juvenile client while intoxicated. Go here for the opinion. Go here for more on the story.
Unfortunately, this is not the first time we have seen this type of conduct. Here is a must see video of an attempt by a judge to determine if a lawyer is drunk when he appeared in court to represent a criminal defendant client: part 1 (5 minutes), part 2 (9 minutes), part 3 (9 minutes), part 4 (10 minutes)
How not to practice law: have sex with clients... while visiting them in prison!
The Legal Profession Blog is reporting that the California Supreme Court recently disbarred a lawyer who had sexual relations with two incarcerated clients. Story here.
UPDATE 3/7/2014: Here is another case involving the same type of conduct. In this case, the lawyer was caught when he brought an inmate a sex toy and asked her to perform sex acts with it, supposedly in exchange for his legal fees.
UPDATE 3/7/2014: Here is another case involving the same type of conduct. In this case, the lawyer was caught when he brought an inmate a sex toy and asked her to perform sex acts with it, supposedly in exchange for his legal fees.
Duty to the beneficiary of a will?
The Legal Ethics Forum recently reported on a case out of the California Court of Appeal called Hall v. Kalfayan, in which the court decided that "a prospective beneficiary of a will cannot maintain a cause of action for legal malpractice against the attorney who drafted the will but did not have it executed before the death of the testator."
According to the court, "[t]he essence of the claim in the case. . . is that [the attorney] failed to complete the new estate plan for Ms. Turner [the client] and have it executed on her behalf by her conservator before her death, thereby depriving Hall [the plaintiff] of his share of her estate."
The court based its ruling on the fact that "in the absence of an executed (and in this instance, approved) testamentary document naming Hall as a beneficiary, Hall is only a potential beneficiary."
But isn't this a bit of an egg/chicken problem? The plaintiff can't have a cause of action because he is not a beneficiary, but the reason he is not a beneficiary is, arguably, the attorney's negligence. If the lawyer had not been negligent, he would have been a beneficiary...
The court seems to realize this problem and makes a point of stating that the client "had not expressed a desire to have a new will prepared and had only limited conversation with [the lawyer] about the disposition of her estate."
If that is the case, I can understand the court's reasoning. After all, lots of people can speculate that they would have been beneficiaries had the client drafted a will if the client hadn't made up her mind yet. I have no problem with the court's conclusion in a case like that.
But I think it would be wrong to conclude that even if the client had expressed her desire to the lawyer, there is no duty to the beneficiary until the lawyer does the work.
Let's assume that the client clearly expresses to the lawyer his desire to prepare a will in which a certain person would be a beneficiary and it is clear that without the will the person would recover less or nothing at all. Let's also assume that it is clear the will must be prepared quickly because the client is in poor health. Then the lawyer is negligent in doing the work, or waiting too long or whatever. Saying that the beneficiary does not have a cause of action because the will was never prepared allows the negligent lawyer to avoid any consequences for the negligence and results in an injury to the beneficiary. I don't see why not recognize a cause of action under those circumstances. It would serve the two main goals of tort law: providing incentives for avoiding negligent conduct and providing compensation to victims of negligent conduct.
According to the court, "[t]he essence of the claim in the case. . . is that [the attorney] failed to complete the new estate plan for Ms. Turner [the client] and have it executed on her behalf by her conservator before her death, thereby depriving Hall [the plaintiff] of his share of her estate."
The court based its ruling on the fact that "in the absence of an executed (and in this instance, approved) testamentary document naming Hall as a beneficiary, Hall is only a potential beneficiary."
But isn't this a bit of an egg/chicken problem? The plaintiff can't have a cause of action because he is not a beneficiary, but the reason he is not a beneficiary is, arguably, the attorney's negligence. If the lawyer had not been negligent, he would have been a beneficiary...
The court seems to realize this problem and makes a point of stating that the client "had not expressed a desire to have a new will prepared and had only limited conversation with [the lawyer] about the disposition of her estate."
If that is the case, I can understand the court's reasoning. After all, lots of people can speculate that they would have been beneficiaries had the client drafted a will if the client hadn't made up her mind yet. I have no problem with the court's conclusion in a case like that.
But I think it would be wrong to conclude that even if the client had expressed her desire to the lawyer, there is no duty to the beneficiary until the lawyer does the work.
Let's assume that the client clearly expresses to the lawyer his desire to prepare a will in which a certain person would be a beneficiary and it is clear that without the will the person would recover less or nothing at all. Let's also assume that it is clear the will must be prepared quickly because the client is in poor health. Then the lawyer is negligent in doing the work, or waiting too long or whatever. Saying that the beneficiary does not have a cause of action because the will was never prepared allows the negligent lawyer to avoid any consequences for the negligence and results in an injury to the beneficiary. I don't see why not recognize a cause of action under those circumstances. It would serve the two main goals of tort law: providing incentives for avoiding negligent conduct and providing compensation to victims of negligent conduct.
USA Today series on prosecutorial misconduct continues
Back in September, USA Today began to publish a series of articles on prosecutorial misconduct (see here). The series now includes 14 different stories - all available here. The most recent articles are reviewed by the Wall Street Journal here. The more recent stories are all about the fact that federal prosecutors rarely get in trouble for making mistakes, even significant ones.
Tuesday, December 14, 2010
US Supreme Court denies review of decision that struck down NY advertising rules
Yesterday, the United States Supreme Court announced it will not review a Second Circuit decision that struck most of New York’s attorney disciplinary rules regarding advertising (adopted back in 2007). For the latest and helpful links to more information go here.
Wednesday, December 8, 2010
Story on the California report on prosecutorial misconduct
Back in October, I reported on a recent study concluded that California courts discipline fewer than 1% of prosecutors they find committed misconduct. (See here.) About two weeks after that, the California state bar, led by recently-appointed Chief Trial Counsel Jim Towery, announed it was going to investigate 130 prosecutors who were identified in that study. (See here.) The story is now addressed in a short article in the current issue of the ABA Journal, available here.
Judges using Facebook in Ohio
Following on yesterday's post on Facebook, the Board of Commissioners on Grievances & Discipline of Ohio has issued an advisory opinion examining the ethical implications of judges using social media sites like Facebook and Twitter. The opinion advises judges that social media use is permitted but must be done with caution, and it offers wide ranging, specific guidance to judges on how to navigate the new waters of social media without violating judicial canons that require judges to avoid even the appearance of bias or impropriety. Go here and here for more on the story. The Opinion itself is available here as a word document.
Judge sanctioned for attempting to force lawyer to recite pledge of allegiance
Back in October, I reported that a judge in Mississippi held a lawyer in contempt when the lawyer refused to recite the pledge of allegiance in court. See here. The judge apprentely had the practice of requiring everyone to stand and recite the pledge when the judge entered the courtroom. The Mississippi Commission on Judicial Performance was not impressed by the judge's conduct and it has now recommended a reprimand for the judge. Go here for the full story.
Tuesday, December 7, 2010
Access to Facebook pages
Facebook appears to be in the news almost daily these days and, for a number of different reasons, it is now clear that all lawyers need to educate themselves (and their clients) on how to use it and not to use it. That includes me, but I do know one thing: very little (if anything) is private on the internet.
For more on the issues related to professional conduct and social media go to this section of this blog, particularly to this post with examples of some of the uses of social media that have created problems for lawyers and judges recently.
Now here is the latest, via the Legal Profession Blog:
Last year, the Philadelphia Bar Association issued an opinion (available here) concluding that seeking to surrepticiously “friend” an opposing party or witness on social media (such as Facebook), personally or through an agent would constitute unethical conduct.
However, a Pennsylvania Court of Common Pleas recently held that a party may be compelled through the discovery process to provide an opponent with access to his Facebook and MySpace accounts. In a decision in the case of McMillen v. Hummingbird Speedway, Inc., handed down September 9, 2010, President Judge John Henry Foradora of the Court of Common Pleas of Jefferson County held that access to one’s social networking sites is not protected by any privilege, and that the plaintiff in a personal injury action could be compelled to reveal the usernames and passwords of his Facebook and MySpace accounts to counsel for the defendants (but not to the defendants themselves). The court looked closely at the privacy and disclosure policies of the sites in question, and concluded that users are on notice that information posted on them may be revealed to persons who have access to such information by process of law.
A New York trial court decision reached the same result by a very similar analysis.
For more on the issues related to professional conduct and social media go to this section of this blog, particularly to this post with examples of some of the uses of social media that have created problems for lawyers and judges recently.
Now here is the latest, via the Legal Profession Blog:
Last year, the Philadelphia Bar Association issued an opinion (available here) concluding that seeking to surrepticiously “friend” an opposing party or witness on social media (such as Facebook), personally or through an agent would constitute unethical conduct.
However, a Pennsylvania Court of Common Pleas recently held that a party may be compelled through the discovery process to provide an opponent with access to his Facebook and MySpace accounts. In a decision in the case of McMillen v. Hummingbird Speedway, Inc., handed down September 9, 2010, President Judge John Henry Foradora of the Court of Common Pleas of Jefferson County held that access to one’s social networking sites is not protected by any privilege, and that the plaintiff in a personal injury action could be compelled to reveal the usernames and passwords of his Facebook and MySpace accounts to counsel for the defendants (but not to the defendants themselves). The court looked closely at the privacy and disclosure policies of the sites in question, and concluded that users are on notice that information posted on them may be revealed to persons who have access to such information by process of law.
A New York trial court decision reached the same result by a very similar analysis.
Tuesday, November 23, 2010
Podcast on Ethics 20/20 Commission Documents
In September, the ABA's Commission on Ethics 20/20 released a couple of documents concerning lawyers' use of technology. One paper addressed confidentiality-related issues, and the other paper addressed some of the ethics issues associated with lawyers' use of social media for advertising and marketing purposes. In order to get the word out about the papers and to correct some misunderstandings about them, Andrew Perlman, one of the Commission's reporters created a podcast, which summarizes some of the Commission's work in this area. You can access the podcast here or here.
Thanks to the Legal Ethics Forum for the update, information and links.
Thanks to the Legal Ethics Forum for the update, information and links.
Thursday, November 18, 2010
On the issues related to entities that lend money to litigants
A few days ago, the New York Times published a long article on entities that lend money to litigants in exchange for an assignment of an amount of the potential proceeds of the litigants' legal action. See here. The article coincided with a hearing in the Illinois legislature to discuss Senate Bill 3322 which attempts to regulate such entities. The NYT article also generated a lot of discussion among legal blogs. For an interesting discussion of the legal and ethical issues that relate to the litigation loan industry go to Room for Debate, Legal Ethics Forum and The Wall Street Journal Law Blog.
Wednesday, November 17, 2010
Full interview with former Toyota attorney
A couple of days ago, I reported that the magazine Corporate Counsel was going to publish a long article about a former lawyer for Toyota who has accused the company of hiding important and relevant documents in product liability cases. Here is the link to the six page long article.
Tuesday, November 16, 2010
Bar association seeks to regulate lawyers' Facebook comments
The Kentucky Bar Association has decided that postings on social media, such as Facebook, represent a dangerous trend that needs oversight. The bar is proposing a regulation that would prohibit lawyers from trying to solicit potential clients on social media unless the comments are regulated by the bar's Advertising Commission. Here is a link to the full story.
Thanks to the Legal Ethics Forum for the link.
Thanks to the Legal Ethics Forum for the link.
Sunday, November 14, 2010
Interview with former Toyota attorney who claims the company is guilty of discovery fraud
As you know, Toyota has been in the news recently because of claims of defects in its cars that cause sudden acceleration problems. A side story to that on-going litigation is the litigation against one of its former lawyers who has accused the company of hiding important and relevant documents in product liability cases. I reported on this back in March (here).
A couple of days ago, Law.com posted a video previewing an upcoming story in Corporate Lawyer on the lawyer who has accused Toyota of discovery fraud. The video of a conversation with the lawyer is available here.
A couple of days ago, Law.com posted a video previewing an upcoming story in Corporate Lawyer on the lawyer who has accused Toyota of discovery fraud. The video of a conversation with the lawyer is available here.
Thursday, November 11, 2010
NY State Bar on whether in house counsel should be allowed to practice in a jurisdiction where they are not admitted
Law.com is reporting that leaders of the New York State Bar Association have asked the Court of Appeals to permit in-house counsels who have a "continuous presence" in New York to be authorized to practice law here without having to pass the state bar exam. Go here for the full story.
Wednesday, November 10, 2010
Should attorneys advertise their services in funeral homes?
How would you like to advertise your law practice on a funeral home's website? This is the question attorney and blogger Eric Turkewitz is considering in his most recent post after receiving a message from a directory of funeral homes offering a unique marketing opportunity for firms specializing in Medical Malpractice, Wrongful Death & Nursing Home Abuse or Neglect. Go here for the full story.
Wednesday, November 3, 2010
Are companies who provide "do it yourself" legal services engaged in the unauthorized practice of law?
The Legal Ethics Forum is reporting today that the Pennsylvania Bar has concluded that many online legal document preparation services, including many of the services provided by LegalZoom, constitute the unauthorized practice of law. The opinion is here. LegalZoom's response is available here.
How not to practice law (if you are a prosecutor): sell the offender's property
Today's entry into our continuing list of examples on how not to practice law relates to the conduct of prosecutors: sell the offener's property without due process. Here is the story.
Professor Bernabe's abnormal interview
The products liability blog Abnormal Use recently asked me to participate in their interview series. Here are my comments.
Monday, November 1, 2010
Supreme Court grants cert on Turner v. Price
The Supreme Court has granted cert on Turner v. Price which asks whether an indigent defendant has a constitutional right to appointed counsel at a civil contempt proceeding that results in his incarceration. For links to all the legal documents, including the lower court's opinion go to the SCOTUS blog.
Thursday, October 28, 2010
Pro bono reporting requirement results in more pro bono & donations
Illinois lawyers are not required to provide pro bono services, but if they do provide them, they must report it on their annual registration forms. This reporting requirement was adopted in 2007 and since then Illinois attorneys have logged more than 6.5 million service hours and contributed $47.2 million, according to a recent report by the Attorney Registration and Disciplinary Commission. The report states that the total of pro bono legal service hours provided improved by 2.1% from 2008 to 2009 and the total amount of financial contributions increased by 1% to a total of $14.9 million. The report is available here.
Wednesday, October 27, 2010
Arizona State Bar seeks tougher sanctions for attorney who claimed to be channeling client's deceased wife's thoughts
A few days ago, I reported (here) on the case out of Arizona where a lawyer tried to convince her client that the client's dead wife's spirit had "come to her" and that she could communicate the wife's thoughts. The Arizona Disciplinary Commission imposed a one year suspension on the attorney but the State Bar has filed a notice of its intention to ask the Supreme Court to review the case and disbar Johnson. Go here for the full story.
Monday, October 25, 2010
ISBA urges laywers to donate time or money to celebrate National Pro Bono Week
The Illinois State Bar Association is reporting that to celebrate National Pro Bono Celebration Week, which kicks off today, ISBA President Mark Hassakis is encouraging ISBA members to perform some pro bono work or to donate money to entities that provide legal services to those in need. The ISBA Standing Committee on Delivery of Legal Services has a website where you can learn more.
Supreme Court asked to consider whether an indigent defendant has a constitutional right to appointed counsel at a civil contempt proceeding
On October 29, the Supreme Court will consider whether to grant certiorari on a case called Turner v. Price, which asks whether an indigent defendant has a constitutional right to appointed counsel at a civil contempt proceeding that results in his incarceration.
Thanks to the SCOTUS blog, here are links to the Certiorari-Stage Documents:
Opinion below (Supreme Court of South Carolina)
Petition for certiorari
Amicus brief of the National Association of Criminal Defense Lawyers, et al.
Amicus brief for the Center for Family Policy and Practice, et al.
Amicus brief of the Constitution Project
Brief of South Carolina Department of Social Services in opposition (forthcoming)
Brief of Rebecca Price in opposition
Petitioner's reply
Thanks to the SCOTUS blog, here are links to the Certiorari-Stage Documents:
Opinion below (Supreme Court of South Carolina)
Petition for certiorari
Amicus brief of the National Association of Criminal Defense Lawyers, et al.
Amicus brief for the Center for Family Policy and Practice, et al.
Amicus brief of the Constitution Project
Brief of South Carolina Department of Social Services in opposition (forthcoming)
Brief of Rebecca Price in opposition
Petitioner's reply
Sad news: Jim Neal has passed away
My former students will likely remember Jim Neal, usually one of their favorite participants in the TV show Truth on Trial, an episode of the PBS series Ethics in America. Sadly, I must report that he passed away a few days ago. Here is a short article on his long successful career. Last year, he was recognized by the ABA Journal as one of the most influential lawyers over 70. See "Lions of the Trial Bar: 7 over 70." He was 81. For more go here, here, and here.
Thanks to the Legal Ethics Forum for the news.
Thanks to the Legal Ethics Forum for the news.
Links to new rules in Tennessee
Sunday, October 24, 2010
Tennessee allows non-refundable fees
I have complained before that some jurisdictions have eliminated the advantage of allowing flat fees as an alternative to hourly fees (see here and here). Tennessee is not one of those jurisdictions.
The newly adopted Rules of Professional Conduct (R 1.5(f)) announced by the Tennessee Supreme Court allow for fees to be non-refundable as long as there is a written agreement signed by the client that explains the nature and the amount of the fee. The comment to the rule recognizes that two of the types of fees that can be non-refundable are classic retainers and flat fees. All fees, whether refundable or not, of course, must also meet the requirement of reasonableness.
Paragraph 4a of the comment to Rule 1.5 explains: "A nonrefundable fee is one that is paid in advance and earned by the lawyer when paid. Nonrefundable fees, like any other fees, are subject to the reasonableness standard of paragraph (a) of this Rule. In determining whether a particular nonrefundable fee is reasonable, or whether it is reasonable to charge a nonrefundable fee at all, a lawyer must consider the factors that are relevant to the circumstances. Recognized examples of appropriate nonrefundable fees include a nonrefundable retainer paid to compensate the lawyer for being available to represent the client in one or more matters or where the client agrees to pay to the lawyer at the outset of the representation a reasonable fixed fee for the representation. Such fees are earned fees so long as the lawyer remains available to provide the services called for by the retainer or for which the fixed fee was charged. RPC 1.5(f) requires a writing signed by the client to make certain that lawyers take special care to assure that clients understand the implications of agreeing to pay a nonrefundable fee."
For more on the newly adopted rules in Tennessee, go here. Go here for a copy of the new rules.
The newly adopted Rules of Professional Conduct (R 1.5(f)) announced by the Tennessee Supreme Court allow for fees to be non-refundable as long as there is a written agreement signed by the client that explains the nature and the amount of the fee. The comment to the rule recognizes that two of the types of fees that can be non-refundable are classic retainers and flat fees. All fees, whether refundable or not, of course, must also meet the requirement of reasonableness.
Paragraph 4a of the comment to Rule 1.5 explains: "A nonrefundable fee is one that is paid in advance and earned by the lawyer when paid. Nonrefundable fees, like any other fees, are subject to the reasonableness standard of paragraph (a) of this Rule. In determining whether a particular nonrefundable fee is reasonable, or whether it is reasonable to charge a nonrefundable fee at all, a lawyer must consider the factors that are relevant to the circumstances. Recognized examples of appropriate nonrefundable fees include a nonrefundable retainer paid to compensate the lawyer for being available to represent the client in one or more matters or where the client agrees to pay to the lawyer at the outset of the representation a reasonable fixed fee for the representation. Such fees are earned fees so long as the lawyer remains available to provide the services called for by the retainer or for which the fixed fee was charged. RPC 1.5(f) requires a writing signed by the client to make certain that lawyers take special care to assure that clients understand the implications of agreeing to pay a nonrefundable fee."
For more on the newly adopted rules in Tennessee, go here. Go here for a copy of the new rules.
Tennessee does not adopt ABA Model Rules banning sexual relations with clients and allowing screening for lawyers who move to a new firm
About a month ago, the Tennessee Supreme Court announced its latest revisions to the Rules of Professional Conduct, which will take effect January 1, 2011. With these new rules, Tennessee joins the majority of jurisdictions in adopting most of the recent changes to the ABA Model Rules.
The rules, however, depart from the ABA Model Rules in at least two important ways. First, the Tennessee Supreme Court has rejected the adoption of the Model Rule that regulates sexual relations with clients. Instead, it has adopted three comments to Rule 1.7 on conflicts of interest that explain why sexual relations with clients is a bad idea, including the fact that the intimate relationship can exploit the client, impair the lawyer's judgment and endanger the attorney-client relationship. (You may remember that I recently noted that Texas is currently debating whether to ban sexual relations with clients -- more on that here.
Second, the new rules in Tennessee have retained its approach to conflicts of interest in cases where a new attorney joins a firm. Tennessee's rule does not recognize screening if the disqualified lawyer was substantially involved in the representation of the former client, the lawyer’s representation of the former client was in connection with an adjudicative proceeding that is directly adverse to the interests of a current client of the firm and the proceeding between the firm’s current client and the lawyer’s former client is still pending at the time the lawyer changes firms.
UPDATE (10-25-10) Here is a link to more information on the newly adopted rules in Tennessee. Go here for a summary of the key changes. Go here for a copy of the new rules.
The rules, however, depart from the ABA Model Rules in at least two important ways. First, the Tennessee Supreme Court has rejected the adoption of the Model Rule that regulates sexual relations with clients. Instead, it has adopted three comments to Rule 1.7 on conflicts of interest that explain why sexual relations with clients is a bad idea, including the fact that the intimate relationship can exploit the client, impair the lawyer's judgment and endanger the attorney-client relationship. (You may remember that I recently noted that Texas is currently debating whether to ban sexual relations with clients -- more on that here.
Second, the new rules in Tennessee have retained its approach to conflicts of interest in cases where a new attorney joins a firm. Tennessee's rule does not recognize screening if the disqualified lawyer was substantially involved in the representation of the former client, the lawyer’s representation of the former client was in connection with an adjudicative proceeding that is directly adverse to the interests of a current client of the firm and the proceeding between the firm’s current client and the lawyer’s former client is still pending at the time the lawyer changes firms.
UPDATE (10-25-10) Here is a link to more information on the newly adopted rules in Tennessee. Go here for a summary of the key changes. Go here for a copy of the new rules.
Sanctions imposed on attorney who claimed to be channeling client's deceased wife's thoughts
A few weeks ago, I reported (here) on the case out of Arizona where a lawyer tried to convince her client that the client's dead wife's spirit had "come to her" and that she could communicate the wife's thoughts. Among other thoughts, the lawyer claimed the deceased wife wanted the client to have sex with the lawyer. The lawyer continued to "channel" the wife's thoughts to the client for three years.
The State Bar brought disciplinary charges against the attorney seeking disbarment (mostly because of the lawyer's dishonesty during the disciplinary proceeding) but the hearing officer recommended a six month suspension. Now comes news that the Arizona Disciplinary Commission has imposed a one year suspension on the attorney. Go here for a copy of the opinion.
UPDATE 10/27/10: The State Bar has filed a notice of its intention to ask the Supreme Court to review the case and disbar Johnson, said Bar counsel Stephen Little. Go here for the full story.
UPDATE March 2011: The court imposed a one year suspension. Story here.
The State Bar brought disciplinary charges against the attorney seeking disbarment (mostly because of the lawyer's dishonesty during the disciplinary proceeding) but the hearing officer recommended a six month suspension. Now comes news that the Arizona Disciplinary Commission has imposed a one year suspension on the attorney. Go here for a copy of the opinion.
UPDATE 10/27/10: The State Bar has filed a notice of its intention to ask the Supreme Court to review the case and disbar Johnson, said Bar counsel Stephen Little. Go here for the full story.
UPDATE March 2011: The court imposed a one year suspension. Story here.
Friday, October 22, 2010
The Defenders Episode 5
This week's episode of The Defenders again provided some material for discussion. (For a discussion of previous episodes go here and here.) If you want to watch the episode before reading my comments on it go here (select the video tab and click on the episode aired Oct 20).
The main story in this week's episode was definitely lame. But, as expected, there was an ethics related side story of interest. In fact there were two different ethical issues in this week's show: whether a lawyer can have sexual relations with a client and whether the attorney can disclose confidential information about a client.
As usual, the episode revolves around two stories - one case handled by Nick (Jim Belushi) and another case handled by Pete (the other guy whose name I don't know). In this episode, the ethical issues are both related to Pete's case. He is hired by an attractive young woman who is obviously interested in having more than a professional relationship with Pete. Nick reminds him he can't sleep with a client. Pete assures him he never has and that he won't in this case either. After Pete negotiates a plea bargain, he does spend the night with the client rationalizing that since the case is over he is no longer her lawyer. While at her place, he discovers incriminating evidence that suggests she was guilty of the crime and that she is planning a future crime.
Pete goes back to Nick, tells him what he discovered and that he thinks he has to report her to the authorities. Nick first asks him whether the plea bargain has been accepted by the court already. When Pete says no, Nick concludes several important things: the client is still a client, which means that Pete slept with a client, and the information he acquired is confidential.
At this point there is a memorable moment in TV history. Nick pulls out a book from his bookshelf and reads part of Rule 1.6 of the Rules of Professional Conduct out loud. Someone writing (or consulting) for this show actually knows what they are doing. Typically, other shows would have started to talk about "privilege" instead of confidentiality. I was very pleasantly surprised to see they got it right!
Watch the show to see how they handled it all in the end....
The main story in this week's episode was definitely lame. But, as expected, there was an ethics related side story of interest. In fact there were two different ethical issues in this week's show: whether a lawyer can have sexual relations with a client and whether the attorney can disclose confidential information about a client.
As usual, the episode revolves around two stories - one case handled by Nick (Jim Belushi) and another case handled by Pete (the other guy whose name I don't know). In this episode, the ethical issues are both related to Pete's case. He is hired by an attractive young woman who is obviously interested in having more than a professional relationship with Pete. Nick reminds him he can't sleep with a client. Pete assures him he never has and that he won't in this case either. After Pete negotiates a plea bargain, he does spend the night with the client rationalizing that since the case is over he is no longer her lawyer. While at her place, he discovers incriminating evidence that suggests she was guilty of the crime and that she is planning a future crime.
Pete goes back to Nick, tells him what he discovered and that he thinks he has to report her to the authorities. Nick first asks him whether the plea bargain has been accepted by the court already. When Pete says no, Nick concludes several important things: the client is still a client, which means that Pete slept with a client, and the information he acquired is confidential.
At this point there is a memorable moment in TV history. Nick pulls out a book from his bookshelf and reads part of Rule 1.6 of the Rules of Professional Conduct out loud. Someone writing (or consulting) for this show actually knows what they are doing. Typically, other shows would have started to talk about "privilege" instead of confidentiality. I was very pleasantly surprised to see they got it right!
Watch the show to see how they handled it all in the end....
More TV reviews: new website on Law & Order SVU
Frequent readers of this blog know by now that I have been reviewing episodes of The Defenders -- I still owe you the comments about the last one, but they are coming, I promise -- so I thought I'd pass along the address of this new website which reviews Law & Order SVU every week. It is run by Allison Leotta, a federal sex-crimes prosecutor in Washington, D.C. The blog is called Prime Time Crime Review and you can access it by going here.
Thursday, October 21, 2010
N.Y. Courts to Require Attorneys to Verify Foreclosure Papers
Law.com is reporting that "[a]mid mounting national concern over the accuracy of court documents in foreclosure cases, New York state's court system has directed lenders' lawyers to file an affirmation that they have taken reasonable steps to verify the accuracy of papers they file to support residential foreclosures. The court system's affirmation form notes that foreclosure filings in various U.S. courts have been subject to such defects as failure to review documents and establish standings, bogus affidavits and the "robo-signing" of documents." Go here to read the full story.
Short documentary on Gentile v. State Bar of Nevada
In 1991, in Gentile v. State Bar of Nevada, the U.S. Supreme Court found that the trial publicity rule of the state of Nevada, which was based on an ABA Model Rule, was unconstitutional. In response to this case, the ABA amended its Model Rule on trial publicity, and several states followed the suggestions of the ABA, also amending their rules. As part of its “Voices of American Law” series, Duke University has produced a 12 minute documentary on this case. The video, as well as links to many relevant documents is available here.
Constitutional challenge to Indiana's Code of Judicial Conduct before the Supreme Court
The US Supreme Court Blog is reporting in its "petition of the day" page (where they highlight questions that have a good chance of getting granted) on a case called Bauer v. Shepard (Docket No. 10-425) which asks whether various canons of the Indiana Code of Judicial Conduct that restrict speech and/or activities of state judges and judicial candidates violate the Constitution. Go here for a copy of the lower court's opinion and here for a copy of the petition for certiorari.
Tuesday, October 19, 2010
California state bar to investigate 130 prosecutors following misconduct study
A couple of weeks ago, I reported (here) on a new study that showed that California courts discipline fewer than 1% of prosecutors they find committed misconduct. You can read the report here. Well, I am happy to report today that this may be about to change. The Legal Ethics Forum is reporting (here) that the California state bar, led by recently-appointed Chief Trial Counsel Jim Towery, is investigating 130 prosecutors who were identified in that study on instances of wrongful conviction. Go here for the full story.
Microsoft donates $3 million for pro bono work
Microsoft has donated $3 million to Kids in Need of Defense to aid in the organization’s effort to help children who come to the United States without a parent or legal guardian find pro bono lawyers to represent them in immigration court proceedings. Go here for more on the story.
Trivia I learned today
Here is a little bit of interesting trivia I learned today: William Marston (the “father” of the modern day polygraph), is credited as the creator of the systolic blood pressure test used in an attempt to detect deception, which became one component of the modern polygraph. Under the pseudonym Charles Moulton, he created “Wonder Woman” whose magic lasso requires those bound by it to tell the truth. For more information on comic books and law go to the Abnormal Use Law Blog. Most Fridays, they feature a classic comic book cover with a law related theme.
Monday, October 18, 2010
How not to practice law: be a pimp
The Legal Ethics Forum is reporting that a Minnesota lawyer has been disbarred after being charged with six felony counts of promoting prostitution. According to a news report, the disciplinary complaint alleges the 66-year-old lawyer set up appointments for prostitutes with men. It is not clear whether he was seeking prostitutes for his clients or whether he was seeking clients for his prostitutes. For more on the story (although there isn't much) go here.
Saturday, October 16, 2010
How not to practice law: charge $3,500 an hour AND be rude to the judge
Here is a double dose of how not to practice law. The Legal Profession Blog and National Law Journal are reporting that the Supreme Court of Kansas has disbarred a Kansas City attorney for charging $3,500 an hour to handle a case and for making offensive remarks to a judge and court staff.
I have to say... charging $3500 an hour is pretty unreasonable and to then go and insult the judge and the court's staff on top of it... yeah, that's pretty dumb; and dumb conduct is a recurring theme in the "how not practice law" series, ....isn't it?
Go here or here for the full story.
Thanks to Carly Toepke for the link.
I have to say... charging $3500 an hour is pretty unreasonable and to then go and insult the judge and the court's staff on top of it... yeah, that's pretty dumb; and dumb conduct is a recurring theme in the "how not practice law" series, ....isn't it?
Go here or here for the full story.
Thanks to Carly Toepke for the link.
How not to practice law: Plagiarize
In my class we discuss the case of In Re Lamberis in which a lawyer is disciplined for plagiarism in a (non law related) master's thesis. I use the case to illustrate the facts that (a) a lawyer can be disciplined for conduct outside the practice of law and (b) plagiarism is a very serious offense that the law school will not take lightly.
The Legal Profession blog is now reporting on a case in which the Iowa Supreme Court has imposed a public reprimand of an attorney who was found to have plagiarized in two briefs filed in a bankruptcy matter. Apparently, the bankruptcy judge had found that the briefs in question were of "unusually high quality" and directed the attorney to certify that he was the author. The judge's hunch was correct: the reason the brief was of such high quality was that the lawyer had lifted 17 pages virtually verbatim from a law review article . In response to the order, the attorney admitted that he had exceeded permissible use of a source. Go here for a copy of the decison.
This is the first case I have seen of discipline for plagiarism in a brief.
Thanks to the Legal Profession blog for the information.
The Legal Profession blog is now reporting on a case in which the Iowa Supreme Court has imposed a public reprimand of an attorney who was found to have plagiarized in two briefs filed in a bankruptcy matter. Apparently, the bankruptcy judge had found that the briefs in question were of "unusually high quality" and directed the attorney to certify that he was the author. The judge's hunch was correct: the reason the brief was of such high quality was that the lawyer had lifted 17 pages virtually verbatim from a law review article . In response to the order, the attorney admitted that he had exceeded permissible use of a source. Go here for a copy of the decison.
This is the first case I have seen of discipline for plagiarism in a brief.
Thanks to the Legal Profession blog for the information.
Illinois Increases Ethics CLE Requirements
As of October 1, 2010, the Supreme Court of Illinois has amended its MCLE Rules to increase the number of required professional responsibility credits to a minimum of six hours. This amendment does not change the total number of CLE credit hours required to be reported for compliance, only the proportion of which must be devoted to areas of professional responsibility.
Thanks to the Ethical Quandary for the information.
Thanks to the Ethical Quandary for the information.
How not to practice (criminal defense) law
Straight from the Legal Profession Blog:
"If you are a law professor looking for a teaching example of the wrong way to practice criminal law, take a look at a decision issued today by the Kansas Supreme Court. The court imposed a two-year suspension of a defense attorney who was handling his first felony sexual solicitation case. The attorney had prior misdemeanor experience.
The client was charged with engaging in an online chat with a police officer posing as a 14 year old girl. An arrangement was made to meet in a Hardee's parking lot. The client showed up and was arrested and retained the attorney.
The client wanted to put on a false defense that the online chat was a joke initiated by his brother. He and his parents pressured the brother to cooperate in the false claim. In fact, the brother had been in Idaho at the time as evidenced by an arrest for DUI three days after the client's arrest. The brother also was in the military and preparing to deploy overseas.
The attorney accompanied the brother to the police to make the false statement. He told the brother that he was not his attorney, but would sit in. The police told the attorney that he could only sit in as the brother's counsel. Then, the police left the room.
A tape recorder was left behind and the attorney fiddled with (rewound) the tape. He did not know that he was also being video recorded.The police returned and allowed the attorney to sit in on the brother's statement.
The police confronted the brother, who confessed and was charged. The charges were dropped after he agreed to cooperate against the attorney and his own brother.
The attorney falsely denied that he had fiddled with the tape recorder until he was confronted with the video. He was charged with felony obstruction of justice and pled guilty to a misdemeanor attempted obstruction of official duties. The misconduct in the bar discipline case involved a conflict of interest in providing advice to the brother and his false statement to the police, which had falsely accused the brother.
The Disciplinary Administrator made alternative recommendations for discipline: disbarment if the attorney was found to have knowingly participated in presenting the brother's false evidence; if not, indefinite suspension. The hearing panel had proposed a 30 day suspension."
Thanks to the Legal Profession blog for the information!
"If you are a law professor looking for a teaching example of the wrong way to practice criminal law, take a look at a decision issued today by the Kansas Supreme Court. The court imposed a two-year suspension of a defense attorney who was handling his first felony sexual solicitation case. The attorney had prior misdemeanor experience.
The client was charged with engaging in an online chat with a police officer posing as a 14 year old girl. An arrangement was made to meet in a Hardee's parking lot. The client showed up and was arrested and retained the attorney.
The client wanted to put on a false defense that the online chat was a joke initiated by his brother. He and his parents pressured the brother to cooperate in the false claim. In fact, the brother had been in Idaho at the time as evidenced by an arrest for DUI three days after the client's arrest. The brother also was in the military and preparing to deploy overseas.
The attorney accompanied the brother to the police to make the false statement. He told the brother that he was not his attorney, but would sit in. The police told the attorney that he could only sit in as the brother's counsel. Then, the police left the room.
A tape recorder was left behind and the attorney fiddled with (rewound) the tape. He did not know that he was also being video recorded.The police returned and allowed the attorney to sit in on the brother's statement.
The police confronted the brother, who confessed and was charged. The charges were dropped after he agreed to cooperate against the attorney and his own brother.
The attorney falsely denied that he had fiddled with the tape recorder until he was confronted with the video. He was charged with felony obstruction of justice and pled guilty to a misdemeanor attempted obstruction of official duties. The misconduct in the bar discipline case involved a conflict of interest in providing advice to the brother and his false statement to the police, which had falsely accused the brother.
The Disciplinary Administrator made alternative recommendations for discipline: disbarment if the attorney was found to have knowingly participated in presenting the brother's false evidence; if not, indefinite suspension. The hearing panel had proposed a 30 day suspension."
Thanks to the Legal Profession blog for the information!
Wednesday, October 13, 2010
The Defenders Episode 4
Tonight's episode of The Defenders again provided some good material for discussion. (For a discussion of previous episodes go here.) If you want to watch the episode before reading my comments on it go here (select the video tab and click on the episode aired Oct 13).
The theme in tonight's episode was perjury. It is first mentioned when the lawyer goes to interview his client's alibi witness. The witness says the client was with him at the time of the crime. The lawyer then tells the witness they have to make sure the stories match or that they keep the stories straight or something like that. I don't want to worry about possible perjury, he says. Well.... first question: was the lawyer really interested in making sure the stories matched or was he suggesting to the witness to start lying now and not change the story later because as long as he (the lawyer) does not know the truth, then he does not know there is any perjury going on...?
That aside, the case then gets more complicated and in another scene, in the middle of an argument, the lawyer yells at his client "start telling me the truth now!" So the client does and now the lawyer really knows the truth.
Two interesting questions arise in this second scene. When the lawyer is yelling at his client to tell him the truth, he actually says something along the lines of "just tell me the truth, I know you did it all along..." OK, what does he really mean when he says he "knew" the client was guilty all along. If he really knew it, then wouldn't that mean he also knew the alibi testimony was false, in which case he had solicited perjured testimony in the previous scene? ...or at least was ready to use perjury in support of the alibi?
Or, was it that he didn't really mean that he "knew" but just that he suspected and is now seeking confirmation....? Which leads to the discussion of the old question on when do lawyers really know anything?
But once the client tells the truth, everything changes, of course. Now the lawyer knows for sure and he understands the consequences. Now it is clear; he knows the alibi is false so, in another scene, he argues with his partner about how he can't use the alibi witness any more.
But the problems don't end there. Things get more complicated and the lawyer eventually decides he actually has to bring the alibi witness to testify.... why? I am not going to tell you. Go watch the show ....
The theme in tonight's episode was perjury. It is first mentioned when the lawyer goes to interview his client's alibi witness. The witness says the client was with him at the time of the crime. The lawyer then tells the witness they have to make sure the stories match or that they keep the stories straight or something like that. I don't want to worry about possible perjury, he says. Well.... first question: was the lawyer really interested in making sure the stories matched or was he suggesting to the witness to start lying now and not change the story later because as long as he (the lawyer) does not know the truth, then he does not know there is any perjury going on...?
That aside, the case then gets more complicated and in another scene, in the middle of an argument, the lawyer yells at his client "start telling me the truth now!" So the client does and now the lawyer really knows the truth.
Two interesting questions arise in this second scene. When the lawyer is yelling at his client to tell him the truth, he actually says something along the lines of "just tell me the truth, I know you did it all along..." OK, what does he really mean when he says he "knew" the client was guilty all along. If he really knew it, then wouldn't that mean he also knew the alibi testimony was false, in which case he had solicited perjured testimony in the previous scene? ...or at least was ready to use perjury in support of the alibi?
Or, was it that he didn't really mean that he "knew" but just that he suspected and is now seeking confirmation....? Which leads to the discussion of the old question on when do lawyers really know anything?
But once the client tells the truth, everything changes, of course. Now the lawyer knows for sure and he understands the consequences. Now it is clear; he knows the alibi is false so, in another scene, he argues with his partner about how he can't use the alibi witness any more.
But the problems don't end there. Things get more complicated and the lawyer eventually decides he actually has to bring the alibi witness to testify.... why? I am not going to tell you. Go watch the show ....
$95,000 in sanctions for filing a lawsuit knowing it was time-barred
The 2nd U.S. Circuit Court of Appeals has affirmed a nearly $95,000 sanction that Eastern District of New York Judge Denis R. Hurley imposed on a Long Island attorney and his client for knowingly filing a time-barred securities fraud lawsuit. Go here for the full story.
Comment on Connick v Thompson
Sherrilyn Ifill, Professor of Law, University of Maryland School of Law, has published an article called Why We Ignored the Supreme Court’s Review of Connick v. Thompson in the American Constitution Blog (available here). In it, she concludes that "How the Court resolves the Connick case will have a powerful effect on public confidence in the justice system - especially for African Americans. It is one thing to know that some prosecutors will violate their oath of office and violate the constitutional rights of criminal defendants. It's quite another for the highest court in the land to suggest that prosecutors can do so with impunity."
Thanks to the Legal Ethics Forum for the link.
Thanks to the Legal Ethics Forum for the link.
Monday, October 11, 2010
Judge holds lawyer in contempt for refusing to recite the pledge of allegiance
A story on how a judge tried to force a lawyer to recite the pledge of allegiance in court and then sent him to jail when the lawyer refused has generated a lively debate. There should be no question that the judge's conduct was improper. The most interesting part of the story is in the comments that follow below it. Go here to read the story and the comments.
UPDATE: Law.com has the story here.
UPDATE: Law.com has the story here.
Sunday, October 10, 2010
"The Defenders"
I have been following the new "lawyer shows" on TV for the past three weeks (see here) and, at the risk of getting laughed at, I have say that the one I like the most is "The Defenders"! From the promos I thought this was going to be an over the top, dumb disguised detective show. I was right; but also wrong.
Most lawyer shows are not really about the law, but about the personal lives of the lawyers or they are what I call disguised detective shows - more about "who-done-it" than the legal issues related to the cases. "The Whole Truth" is a good example of this second category. The Defenders has a little of all that, and it is not perfect by any means, but each episode has given me serious material to discuss in class. Granted, the material usually relates to a short segment of the episode, but that is more than I can say about The Whole Truth which has contributed nothing to my class so far.
For example, two weeks ago episode 2 of the Defenders included a story line that combined issues of the duty to safeguard client property, client confidentiality, evidentiary privilege and duties to disclose information to the authorities, among others. In one scene a client brings the lawyer a large amount of money in cash which he says he took from his job's safe, used it to bet on a horse and won. The client's boss reported the stolen money and the cops are now looking for the person who took the money. The client is panicking and brings the money to the lawyer. Because the horse won the client actually has more money than what he started out with. ...So the lawyer then has to decide who has a right to the value added by the horse and whether to keep the money in his office, to give it back to the client or to give it to the authorities. He also has to decide whether to disclose the identity of the client when talking to the authorities. Sounds familiar? These are issues we discuss in class when studying the concepts of confidentiality, privilege and handling of evidence and the case People v Meredith. You'll have to go watch the show to see what happens. You can watch the full episode here. (Select the episode from 9-29-10).
Last week's episode, raised questions about the proper function of the judicial system, the dangers of overzealous prosecutors and overworked public defenders. (I think the criticism of the public defender system was not handled well, but that is a different matter). The episode also dealt with improper conduct by a lawyer and the issue of a lawyer having to testify in a trial while representing one of the parties.
It also had a scene where the lawyers discuss the notion of "truth" as it relates to a trial. This is something I spend a good deal of time talking about in class. Whether it is in the context of litigation, the adversary system, duties during discovery (the problem of "the properly asked question"), conducting client interviews or dealing with possible perjury, the concept of "the truth" is very important. Here is the video of that scene (after a short commercial). If you want to watch the full episode, it should start automatically a few seconds after the scene is over or you can go here. Here is the video:
"The Defenders" is on on Wednesday nights on CBS. Hopefully, it will last longer "than Outlaw"...
Most lawyer shows are not really about the law, but about the personal lives of the lawyers or they are what I call disguised detective shows - more about "who-done-it" than the legal issues related to the cases. "The Whole Truth" is a good example of this second category. The Defenders has a little of all that, and it is not perfect by any means, but each episode has given me serious material to discuss in class. Granted, the material usually relates to a short segment of the episode, but that is more than I can say about The Whole Truth which has contributed nothing to my class so far.
For example, two weeks ago episode 2 of the Defenders included a story line that combined issues of the duty to safeguard client property, client confidentiality, evidentiary privilege and duties to disclose information to the authorities, among others. In one scene a client brings the lawyer a large amount of money in cash which he says he took from his job's safe, used it to bet on a horse and won. The client's boss reported the stolen money and the cops are now looking for the person who took the money. The client is panicking and brings the money to the lawyer. Because the horse won the client actually has more money than what he started out with. ...So the lawyer then has to decide who has a right to the value added by the horse and whether to keep the money in his office, to give it back to the client or to give it to the authorities. He also has to decide whether to disclose the identity of the client when talking to the authorities. Sounds familiar? These are issues we discuss in class when studying the concepts of confidentiality, privilege and handling of evidence and the case People v Meredith. You'll have to go watch the show to see what happens. You can watch the full episode here. (Select the episode from 9-29-10).
Last week's episode, raised questions about the proper function of the judicial system, the dangers of overzealous prosecutors and overworked public defenders. (I think the criticism of the public defender system was not handled well, but that is a different matter). The episode also dealt with improper conduct by a lawyer and the issue of a lawyer having to testify in a trial while representing one of the parties.
It also had a scene where the lawyers discuss the notion of "truth" as it relates to a trial. This is something I spend a good deal of time talking about in class. Whether it is in the context of litigation, the adversary system, duties during discovery (the problem of "the properly asked question"), conducting client interviews or dealing with possible perjury, the concept of "the truth" is very important. Here is the video of that scene (after a short commercial). If you want to watch the full episode, it should start automatically a few seconds after the scene is over or you can go here. Here is the video:
"The Defenders" is on on Wednesday nights on CBS. Hopefully, it will last longer "than Outlaw"...
Comment on whether fees are unethical
Concerned with the possibility that clients who agree to a flat fee may end up paying more than what they would have paid if they had agreed to be billed by the hour, some jurisdictions have held that flat fees are not "earned" until the work is done and that any unearned portion must be returned to the client. This is consistent with the basic principle that a fee is unreasonable if it is not actually earned. But this view eliminates the distinction between a flat fee and a security retainer and thus the advantage of flat fees as an alternative to hourly billing. (For my previous comments on this go here and here.
I thought of this when I saw a comment by popular blogger Carolyn Elefant on fees which she called Billing Methodologies Don’t Act Unethically. Lawyers Do. In it, she concludes: "So is the flat fee to blame for the gigantic foreclosure mess, just as many have tried to blame the billable hour for unethical overcharges and the demise of biglaw? Of course not. True, the flat fee tempts lawyers to cut corners to keep costs down, just as the billable hour gives lawyers incentive to do unnecessary work to push bills up. But at the end of the day, the problem isn’t the chosen billing methodology, but rather, with the lawyers implementing it. Billing methodologies don’t behave unethically. Sadly, though, many lawyers do." Go here to read her full comment.
I thought of this when I saw a comment by popular blogger Carolyn Elefant on fees which she called Billing Methodologies Don’t Act Unethically. Lawyers Do. In it, she concludes: "So is the flat fee to blame for the gigantic foreclosure mess, just as many have tried to blame the billable hour for unethical overcharges and the demise of biglaw? Of course not. True, the flat fee tempts lawyers to cut corners to keep costs down, just as the billable hour gives lawyers incentive to do unnecessary work to push bills up. But at the end of the day, the problem isn’t the chosen billing methodology, but rather, with the lawyers implementing it. Billing methodologies don’t behave unethically. Sadly, though, many lawyers do." Go here to read her full comment.
Article on the state of pro bono practice
Here is a link to a short article in the National Law Journal that discusses a recent study by the Pro Bono Institute surveying major law firms to assess their pro bono performance. The report for 2009 found that, despite the most difficult financial year in memory for major law firms, law firm pro bono and charitable giving actually increased, albeit at a far more modest pace than in previous years. Read the full article here.
Comment on Connick v Thompson's oral argument
Here is a link to a comment on the oral argument in Connick v Thompson published as part as the continuing coverage of the case by the Supreme Court of the US blog (SCOTUSblog).
Friday, October 8, 2010
Article on "unbundling" of legal services
Here is a link to a new article in the Illinois Bar Journal on "unbundling" of legal services.
There is a lot of talk about the concept of "unbundling" of legal services these days. Unbundling usually refers to an agreement in which the attorney agrees to help the client with a distinct and limited task. For example, the attorney would agree to review a document that the client will use to negotiate a deal by himself. The attorney's representation in such circumstances is "limited" to reviewing the document. For everything else, the client is either on his or her own or will rely on other lawyers.
Some say "unbundling" allows lawyers to provide access to legal representation to people who could not otherwise afford to hire the lawyer to represent them in all aspects of the case. Others respond, that that has always been the case.
The more difficult question we need to address is whether an attorney who writes a court document for a pro-se litigant should be required to disclose (in the document) that the lawyer helped the client prepare it. A recent ethics opinion in the state of New York concluded that attorneys could remain incognito. In response it has been said that anonymity can result in abuses and in lawyers taking advantage of the clients they are supposedly trying to help by unbundling the services. Go here for my comment on this question.
This debate is now before the Supreme Court of Illinois. It is considering some proposals to amend certain rules to regulate limited representation in the state. The proposals are available here. Interestingly, the proposal regarding "ghostwriting" is the opposite of the view adopted in New York, which, in my opinion, is a very good thing.
There is a lot of talk about the concept of "unbundling" of legal services these days. Unbundling usually refers to an agreement in which the attorney agrees to help the client with a distinct and limited task. For example, the attorney would agree to review a document that the client will use to negotiate a deal by himself. The attorney's representation in such circumstances is "limited" to reviewing the document. For everything else, the client is either on his or her own or will rely on other lawyers.
Some say "unbundling" allows lawyers to provide access to legal representation to people who could not otherwise afford to hire the lawyer to represent them in all aspects of the case. Others respond, that that has always been the case.
The more difficult question we need to address is whether an attorney who writes a court document for a pro-se litigant should be required to disclose (in the document) that the lawyer helped the client prepare it. A recent ethics opinion in the state of New York concluded that attorneys could remain incognito. In response it has been said that anonymity can result in abuses and in lawyers taking advantage of the clients they are supposedly trying to help by unbundling the services. Go here for my comment on this question.
This debate is now before the Supreme Court of Illinois. It is considering some proposals to amend certain rules to regulate limited representation in the state. The proposals are available here. Interestingly, the proposal regarding "ghostwriting" is the opposite of the view adopted in New York, which, in my opinion, is a very good thing.
On former client conflicts
Law.com is reporting (here) the story of Miami attorney Jonathan Aronson who was one of Royal Caribbean Cruises’ go-to defense lawyers on hundreds of personal injury and employee lawsuits for a decade. In 2009, however, the company established an in-house legal department and used Aronson for only one case. So he decided to "switch sides" and started suing the company as a plaintiff lawyer -- 65 times in 2009 to be exact. In response, Royal Caribbean is trying to get Aronson disqualified in all the cases arguing his representation of the plaintiffs against his former client is a breach of ethics and violation of attorney-client privilege, So far, these attempts have fallen flat, which is understandable if the Florida rule is like the ABA Model Rule on the subject. In fact, if the rules are the same, Royal Caribbean's argument should be rejected every time.
The third paragraph of the comment to the ABA rule states that "[m]atters are "substantially related" for purposes of this Rule if they involve the same transaction or legal dispute or if there otherwise is a substantial risk that confidential FACTUAL information as would normally have been obtained in the prior representation would materially advance the client's position in the subsequent matter" and that "[i]n the case of an organizational client, general knowledge of the client’s policies and practices ordinarily will not preclude a subsequent representation."
It is only knowledge of specific facts gained in a prior representation that are relevant to the matter in question that ordinarily will preclude such a representation.
The third paragraph of the comment to the ABA rule states that "[m]atters are "substantially related" for purposes of this Rule if they involve the same transaction or legal dispute or if there otherwise is a substantial risk that confidential FACTUAL information as would normally have been obtained in the prior representation would materially advance the client's position in the subsequent matter" and that "[i]n the case of an organizational client, general knowledge of the client’s policies and practices ordinarily will not preclude a subsequent representation."
It is only knowledge of specific facts gained in a prior representation that are relevant to the matter in question that ordinarily will preclude such a representation.
Md. Court Rules Defendants Have Right to Counsel at Bail Hearing
In a ruling that could have a major impact on the Maryland Public Defender’s Office, a state judge in Baltimore found that indigent criminal defendants have a right to counsel at their initial bail hearings. Story here.
Attorney sanctioned for comments and attitude during trial; but Ct does not declare a mistrial
Pharmalot has a story (here) about Gary Douglas, a plaintiff's attorney who represented a client who claimed Fosamax caused her to develop osteonecrosis. A few days ago, the judge in the case hit Douglas with a $2,500 sanction due to what has been described elsewhere as his manic and outrageous conduct during trial. According to the story, Douglas referred to another trial when he should not have done so, attacked the FDA during his summation over the way the agency is funded, characterized the FDA and the pharmaceutical industry for having an “incestuous relationship,” compared the FDA’s ability to monitor drug safety with the federal government’s response to Hurricane Katrina, improperly injected his own opinion concerning evidence into his summation, improperly referred to adverse event reports, accused Merck and its attorneys of hypocrisy, repeatedly disparaged defense witnesses and acted rudely, using sarcasm, gestures, imitations, mockery, singing, derogatory tones, laughing and what the judge called "fooling around’ and making fun.” The judge's order is available here.
Although I have not looked at the record, it does sound like the totality of the circumstances justified imposing sanctions, but I have to say that I don't have that much of a problem with the part about the comments during the closing argument. After all, the FDA is underfunded and its relationship with the pharmaceutical companies is questionable. Was it relevant in the case? Was there evidence in the case to support the claim? I don't know... but assuming there was some relevance and some reference to it, I would have let this go as examples of acceptable rhetoric. The defendant would have its turn to counter the statements. They were not so damaging.... Go here for the full story.
But the story does not end there. Once the jury came back with an $8 million verdict for the plaintiff, the defendants (and their supporters) are complaining that the plaintiff's lawyer's antics should have resulted in a mistrial and that they should be granted a new trial. See here. The court, however, found no need for a new trial because the lawyer's conduct did not touch on the key evidence of the case. Instead, the judge reduced the judgment from the $8 million awarded by the jury to $1.5 million - which is half of what the plaintiff wanted.
Supporters of the defendant's position have argued (here) that the fact the plaintiff’s told the jury that his client needed $3 million as full compensation for her injuries and the jury awarded $8 million is "a big, flashing, incontrovertible sign that counsel’s advocacy improperly influenced the jury." "What else could possibly explain that verdict?"
Well, since I have not seen the record, I really don't know. But I can say this: no, the verdict, by itself, is not an incotrovertible sign of anything other than the fact that the jury thought $8 million would be a better result than the one the lawyer asked for. And why could that be the case? Maybe the jury thought the lawyer was incompetent and that the evidence showed the client should be better compensated; maybe the jury wanted to impose punitive damages to punish the defendant but couldn't so they added more zeros to the compensatories; maybe the jury wanted to "nullify"; maybe the jury was incompetent... who knows?
As even the defendant's supporters have argued, "attempts to ascertain the prejudicial effect of conduct are necessarily based on speculation about the effect of that conduct on a jury." Thus, at least from what I have seen so far, I think the judge was justified in denying the request for a new trial. Since I am as intolerant of improper conduct as the next guy, I am certainly willing to be convinced otherwise, but that's what I am saying now.... The judge should deal with the conduct by imposing sanctions or contempt, not by giving the defendant a new trial.
Law.com has more on the story here. AboutLawsuits has the story here.
Although I have not looked at the record, it does sound like the totality of the circumstances justified imposing sanctions, but I have to say that I don't have that much of a problem with the part about the comments during the closing argument. After all, the FDA is underfunded and its relationship with the pharmaceutical companies is questionable. Was it relevant in the case? Was there evidence in the case to support the claim? I don't know... but assuming there was some relevance and some reference to it, I would have let this go as examples of acceptable rhetoric. The defendant would have its turn to counter the statements. They were not so damaging.... Go here for the full story.
But the story does not end there. Once the jury came back with an $8 million verdict for the plaintiff, the defendants (and their supporters) are complaining that the plaintiff's lawyer's antics should have resulted in a mistrial and that they should be granted a new trial. See here. The court, however, found no need for a new trial because the lawyer's conduct did not touch on the key evidence of the case. Instead, the judge reduced the judgment from the $8 million awarded by the jury to $1.5 million - which is half of what the plaintiff wanted.
Supporters of the defendant's position have argued (here) that the fact the plaintiff’s told the jury that his client needed $3 million as full compensation for her injuries and the jury awarded $8 million is "a big, flashing, incontrovertible sign that counsel’s advocacy improperly influenced the jury." "What else could possibly explain that verdict?"
Well, since I have not seen the record, I really don't know. But I can say this: no, the verdict, by itself, is not an incotrovertible sign of anything other than the fact that the jury thought $8 million would be a better result than the one the lawyer asked for. And why could that be the case? Maybe the jury thought the lawyer was incompetent and that the evidence showed the client should be better compensated; maybe the jury wanted to impose punitive damages to punish the defendant but couldn't so they added more zeros to the compensatories; maybe the jury wanted to "nullify"; maybe the jury was incompetent... who knows?
As even the defendant's supporters have argued, "attempts to ascertain the prejudicial effect of conduct are necessarily based on speculation about the effect of that conduct on a jury." Thus, at least from what I have seen so far, I think the judge was justified in denying the request for a new trial. Since I am as intolerant of improper conduct as the next guy, I am certainly willing to be convinced otherwise, but that's what I am saying now.... The judge should deal with the conduct by imposing sanctions or contempt, not by giving the defendant a new trial.
Law.com has more on the story here. AboutLawsuits has the story here.
Listen to oral argument for Connick v Thompson here
At the end of each week the Supreme Court releases audio recordings of the week’s oral arguments. Go here to listen to the oral argument on Connick v Thompson. It is available in several different formats including windows media and MP3.
Thursday, October 7, 2010
NBC cancels "Outlaw"
As expected, the TV show Outlaw has been cancelled. (See here and here). The Blog of the Legal Times is reporting that the remaining episodes of the show will be aired, but no new ones will be made unless there's a surprise uptick in viewership. That is not likely to happen! Now the question is which lawyer tv show lasted less: Outlaw or The Deep End? Does anyone know? Watch The Defenders or The Whole Truth instead.
Connick v Thompson: the "other" case the Supreme Court heard yesterday
Snyder v. Phelps was the center of attention yesterday at the Supreme Court, but it was not the only important case the Court heard. The other important case before the court was Connick v. Thompson, a case in which the U.S. Court of Appeals for the 5th Circuit had affirmed a $14 million award for the wrongful conviction and death sentence of the defendant in a murder case.
The basis of the claim is that the defendant district attorney's office failed to train its lawyers on their legal and ethical duty to disclose exculpatory evidence, which resulted in the wrongful conviction of the then-defendant-now plaintiff. The opinion of the Court of Appeals is available here.
When originally reported in the Blog of the Legal Times, District Attorney Leon Cannizaro Jr. was said to have appealed the ruling to the Supreme Court, "asserting that upholding the 5th Circuit's decision "exposes district attorney's offices to vicarious liability for a wide range of prosecutorial misconduct.""
This is a strange argument since the original claim was not based on vicarious liability at all but on the conduct of the district attorney's office itself. According to a story in Slate magazine, at one point, when questioned under oath the then-district attorney Harry Connick, Sr. could not articulate the Brady rule and after listening to two days of testimony about how Connick ran his DA's office, with the acting prosecutors blaming each other and fumbling over conflicting and inaccurate explanations of what Brady requires, a federal court jury in New Orleans awarded Thompson a $14 million verdict in 2007. The jury found that his 18 years behind bars (14 of which he spent in solitary confinement on death row) were caused by Connick's deliberate failure to train his prosecutors on their obligations to turn over exculpatory evidence. According to the Innocence Project, a national organization that represents incarcerated criminals claiming innocence, 36 men convicted in Orleans Parish during Connick's tenure as DA have made allegations of prosecutorial misconduct, and 19 have had their sentences overturned or reduced as a result.
The petitioners' response has been to argue that prosecutors should have absolute immunity from suit— because the plaintiff did not show there was a "pattern" of violations of the duty under Brady. They argued repeatedly that the case was the result of a single violation and in response to some questions during the oral argument appeared to argue that, even if there was a pattern of conduct, there could never be liability for the first offense.
The misunderstanding about whether the case is about vicarious or direct liability aside, the case will have important implications for the concept of prosecutorial immunity and the reach of the possible civil liability in tort and of the ethical responsibilities of the DA's office and its prosecutors.
The case also has another interesting connection to another issue of professional responsibility: the original case against the defendant was the underlying case in In Re Riehlmann (La 2005) often discussed in connection with the duty to disclose attorney misconduct under Rule 8.3. This was the case in which a former prosecutor, upon learning he was dying of cancer, finally decided to unburden himself and confess to a friend (Riehlmann) that he (the prosecutor) had intentionally withheld exculpatory evidence in a case that resulted in the imposition of the death penalty. That case was the case against Thompson, the then defendant-now plaintiff who eventually got the $14 million for the wrongful conviction.
So, let's recap. In 1985, a prosecutor withholds exculpatory evidence intentionally in a case against a man named Thompson, who is then convicted and sentenced to death. In 1994, the prosecutor confesses what he did to his friend Riehlmann. Riehlmann does nothing about this for 5 years. After the exculpatory evidence is discovered in 1999, Riehlmann reveals what the former DA had told him. (Years later, Riehlmann is disciplined for his own misconduct in failing to disclose the prosecutor's misconduct). Eventually, after spending almost 20 years in death row for a crime he did not commit, Thompson's conviction is vacated, he is re-tried and found not guilty. Thompson then sued for damages arguing a violation of this rights under 42 USC Sec 1983 and was awarded $14 million. The Court of Appeals affirmed and now the Supreme Court will review the case.
Interpreting the questioning by the justices during yesterday's oral argument, Law.com concludes that the "Supreme Court justices on Wednesday appeared ready to give the green light to efforts by a New Orleans man to win compensation for prosecutorial misconduct that put him behind bars for more than two decades for a murder he did not commit."
For a detailed account of the story behind the case go to Slate.
For more on the case go to the Legal Ethics Forum, USA Today, the Washington Times, the Boston Herald, the Law.com, Main Justice, and the the Washington Post. (Thanks to Scotus Blog for these links).
For the actual transcript of the oral argument go here.
For all the briefs, the opinion of the Court of Appeals and other legal documents go here.
UPDATE Oct 8: Go here to listen to the oral argument.
The basis of the claim is that the defendant district attorney's office failed to train its lawyers on their legal and ethical duty to disclose exculpatory evidence, which resulted in the wrongful conviction of the then-defendant-now plaintiff. The opinion of the Court of Appeals is available here.
When originally reported in the Blog of the Legal Times, District Attorney Leon Cannizaro Jr. was said to have appealed the ruling to the Supreme Court, "asserting that upholding the 5th Circuit's decision "exposes district attorney's offices to vicarious liability for a wide range of prosecutorial misconduct.""
This is a strange argument since the original claim was not based on vicarious liability at all but on the conduct of the district attorney's office itself. According to a story in Slate magazine, at one point, when questioned under oath the then-district attorney Harry Connick, Sr. could not articulate the Brady rule and after listening to two days of testimony about how Connick ran his DA's office, with the acting prosecutors blaming each other and fumbling over conflicting and inaccurate explanations of what Brady requires, a federal court jury in New Orleans awarded Thompson a $14 million verdict in 2007. The jury found that his 18 years behind bars (14 of which he spent in solitary confinement on death row) were caused by Connick's deliberate failure to train his prosecutors on their obligations to turn over exculpatory evidence. According to the Innocence Project, a national organization that represents incarcerated criminals claiming innocence, 36 men convicted in Orleans Parish during Connick's tenure as DA have made allegations of prosecutorial misconduct, and 19 have had their sentences overturned or reduced as a result.
The petitioners' response has been to argue that prosecutors should have absolute immunity from suit— because the plaintiff did not show there was a "pattern" of violations of the duty under Brady. They argued repeatedly that the case was the result of a single violation and in response to some questions during the oral argument appeared to argue that, even if there was a pattern of conduct, there could never be liability for the first offense.
The misunderstanding about whether the case is about vicarious or direct liability aside, the case will have important implications for the concept of prosecutorial immunity and the reach of the possible civil liability in tort and of the ethical responsibilities of the DA's office and its prosecutors.
The case also has another interesting connection to another issue of professional responsibility: the original case against the defendant was the underlying case in In Re Riehlmann (La 2005) often discussed in connection with the duty to disclose attorney misconduct under Rule 8.3. This was the case in which a former prosecutor, upon learning he was dying of cancer, finally decided to unburden himself and confess to a friend (Riehlmann) that he (the prosecutor) had intentionally withheld exculpatory evidence in a case that resulted in the imposition of the death penalty. That case was the case against Thompson, the then defendant-now plaintiff who eventually got the $14 million for the wrongful conviction.
So, let's recap. In 1985, a prosecutor withholds exculpatory evidence intentionally in a case against a man named Thompson, who is then convicted and sentenced to death. In 1994, the prosecutor confesses what he did to his friend Riehlmann. Riehlmann does nothing about this for 5 years. After the exculpatory evidence is discovered in 1999, Riehlmann reveals what the former DA had told him. (Years later, Riehlmann is disciplined for his own misconduct in failing to disclose the prosecutor's misconduct). Eventually, after spending almost 20 years in death row for a crime he did not commit, Thompson's conviction is vacated, he is re-tried and found not guilty. Thompson then sued for damages arguing a violation of this rights under 42 USC Sec 1983 and was awarded $14 million. The Court of Appeals affirmed and now the Supreme Court will review the case.
Interpreting the questioning by the justices during yesterday's oral argument, Law.com concludes that the "Supreme Court justices on Wednesday appeared ready to give the green light to efforts by a New Orleans man to win compensation for prosecutorial misconduct that put him behind bars for more than two decades for a murder he did not commit."
For a detailed account of the story behind the case go to Slate.
For more on the case go to the Legal Ethics Forum, USA Today, the Washington Times, the Boston Herald, the Law.com, Main Justice, and the the Washington Post. (Thanks to Scotus Blog for these links).
For the actual transcript of the oral argument go here.
For all the briefs, the opinion of the Court of Appeals and other legal documents go here.
UPDATE Oct 8: Go here to listen to the oral argument.
Yet another conviction reversal because of prosecutor's improper comments
About a month ago, I posted a comment about yet another case reversing a conviction due to the prosecutor's improper comments during the trial (see here). That one was the fourth such case I had heard about in a month. Now, just short of a month later, here is a fifth case. In this new case, called People v Vance, the prosecutor asked the jurors to imagine how the victim must have felt as he was dying and attempted to narrate the last moments of his life in detail. Defense counsel objected and the judge sustained the objection but the prosecutor continued with the same type of argument even after the objection was sustained several times. There is no way to know whether the prosecutor really knew that what she was doing was wrong, but what we do now is that she is not likely to be disciplined (see here). Now that the conviction has been reversed, hopefully she and other prosecutor do know that such tactics are not only wrong but also counterproductive. For a description of the case, including the actual comments by the prosecutor go to the Legal Ethics Forum here.
Wednesday, October 6, 2010
ABA responds to critics regarding access to ethics opinions
A few days ago, I posted a note about the debate on the availability (or lack of it) of ABA Ethics Opinions and the ABA's practice to charge for granting permission for others to copy or use the opinions in some cases. See here. In response, the ABA has published this announcement.
Interestingly, the announcement actually admits to the accuracy of the main criticism: the ABA does not allow others to post the opinions on their own sites claiming copyright protection. Instead, the ABA encourages others to link to the ABA’s website to access the opinions, but since the opinions are only available free of charge for six months, the links are of little use to those who are not members of the ABA after that period of time. Those who defend the ABA's position argue that enforcing copyright protections allows the ABA to generate some income to cover the costs of providing its services to the profession and that lawyers who want to enjoy the benefits of those services should contribute to pay for them.
Thanks to the Legal Ethics Forum for the update.
Interestingly, the announcement actually admits to the accuracy of the main criticism: the ABA does not allow others to post the opinions on their own sites claiming copyright protection. Instead, the ABA encourages others to link to the ABA’s website to access the opinions, but since the opinions are only available free of charge for six months, the links are of little use to those who are not members of the ABA after that period of time. Those who defend the ABA's position argue that enforcing copyright protections allows the ABA to generate some income to cover the costs of providing its services to the profession and that lawyers who want to enjoy the benefits of those services should contribute to pay for them.
Thanks to the Legal Ethics Forum for the update.
Tuesday, October 5, 2010
How not to practice law: tell your divorce client's wife you want to go out with her
Here is yet another story of an attorney having (or trying to have) sex with a client's spouse. In this case, the Indiana Supreme Court suspended an attorney for 90 days. The attorney sent the client's wife a series of e-mails in which the attorney discussed the attorney's romantic interest in the wife. The court affirmed findings that the attorney had breached his duty of confidentiality and engaged in a conflict of interest. The case is called In The Matter of Fillenwarth and you can read it here.
For the other stories involving attorneys and their client's spouses go here, here, here and here.
For the other stories involving attorneys and their client's spouses go here, here, here and here.
Study shows Calif. Courts Discipline Fewer Than 1% of Prosecutors They Find Committed Misconduct
A new study by Professor Kathleen Ridolfi of Santa Clara University School of Law, who is also the Executive Director of the Northern California Innocence Project and Maurice Possley, Visiting Research Fellow of the Northern California Innocence Project and a Pulitzer Prize-winning Criminal Justice Journalist, concludes that California courts discipline fewer than 1% of prosecutors they find committed misconduct. The ABA Journal has the story here. You can read the report here.
UPDATE 10/6/10: Law.com has the story here.
UPDATE 10/6/10: Law.com has the story here.
Texas lawyers debate whether to ban sex with clients
For the past seven years, a committee has been drafting new rules of conduct for attorneys in Texas on behalf of the Texas Supreme Court. Now, with a draft of those rules finally on the table, Dallasnews.com reports (here) that the biggest sticking point has been a rule that would ban sex with clients. Even though most states have adopted rules that prohibit a lawyer from engaging in a sexual relationship with a client, many lawyers are arguing against it, saying it could lead to frivolous malpractice charges. For more on this story go to The Wall Street Journal Law Blog here and Texas Lawyer here.
Sunday, October 3, 2010
ABA issues opinion on use of websites; debate ensues as to whether opinions should be provided free to all lawyers
The ABA has published a new Ethics Opinion (No. 10-457) on ethics issues related to lawyers use of websites. I have not had a chance to see the opinion so I will save my comments on it for a future date. However, the announcement generated a very spirited debate on a different issue.
After the opinion was circulated by email to all subscribers of the Ethics 20/20 Commission listserv with a warning from ABA staff counsel not to post it publicly due to copyright restrictions, a debate erupted on whether the ABA should make its Ethics Opinions available for free to all lawyers.
It all started when blogger Carolyn Elefant, frustrated because she could not post the opinion for the benefit of her readers, instead published an open letter to the ABA complaining about a general lack of access to ABA opinions. You can read her comments here. The response was fast and furious both in her website, in a barage of e-mail messages in the 20/20 commission listserve and elsewhere. For example, see here and here.
Elefant argues that "making access to ethics opinions contingent upon ABA membership is unacceptable. ABA opinions often serve as the basis for other bars’ actions (though as an aside, I note that with regard to the ABA Opinion on websites, it’s rather like the tail wagging the dog, with the ABA parroting dozens of other bar decisions as it issues guidance on a technology that lawyers have been using for 15 years). Lawyers should not be charged a toll for access."
On the other hand, members of the ABA Commission have argued that asserting copyright protections allows the ABA to raise funds. They also argue that there is nothing wrong with saying that attorneys should join the ABA to get ABA publications.
UPDATE 10-6-10: In response to the criticism regarding access to ethics opinions, the ABA has published this announcement.
Interestingly, the announcement actually admits to the accuracy of the main criticism: the ABA does not allow others to post the opinions on their own sites claiming copyright protection. Instead, the ABA encourages others to link to the ABA’s website to access the opinions, but since the opinions are only available free of charge for six months, the links are of little use to those who are not members of the ABA after that period of time. Those who defend the ABA's position argue that enforcing copyright protections allows the ABA to generate some income to cover the costs of providing its services to the profession and that lawyers who want to enjoy the benefits of those services should contribute to pay for them.
After the opinion was circulated by email to all subscribers of the Ethics 20/20 Commission listserv with a warning from ABA staff counsel not to post it publicly due to copyright restrictions, a debate erupted on whether the ABA should make its Ethics Opinions available for free to all lawyers.
It all started when blogger Carolyn Elefant, frustrated because she could not post the opinion for the benefit of her readers, instead published an open letter to the ABA complaining about a general lack of access to ABA opinions. You can read her comments here. The response was fast and furious both in her website, in a barage of e-mail messages in the 20/20 commission listserve and elsewhere. For example, see here and here.
Elefant argues that "making access to ethics opinions contingent upon ABA membership is unacceptable. ABA opinions often serve as the basis for other bars’ actions (though as an aside, I note that with regard to the ABA Opinion on websites, it’s rather like the tail wagging the dog, with the ABA parroting dozens of other bar decisions as it issues guidance on a technology that lawyers have been using for 15 years). Lawyers should not be charged a toll for access."
On the other hand, members of the ABA Commission have argued that asserting copyright protections allows the ABA to raise funds. They also argue that there is nothing wrong with saying that attorneys should join the ABA to get ABA publications.
UPDATE 10-6-10: In response to the criticism regarding access to ethics opinions, the ABA has published this announcement.
Interestingly, the announcement actually admits to the accuracy of the main criticism: the ABA does not allow others to post the opinions on their own sites claiming copyright protection. Instead, the ABA encourages others to link to the ABA’s website to access the opinions, but since the opinions are only available free of charge for six months, the links are of little use to those who are not members of the ABA after that period of time. Those who defend the ABA's position argue that enforcing copyright protections allows the ABA to generate some income to cover the costs of providing its services to the profession and that lawyers who want to enjoy the benefits of those services should contribute to pay for them.
Australian PR blog comments on the issue of rude behavior
NLJ editorial on the need to expand legal services for the poor
A couple of days ago I wrote about the debate in Wisconsin over providing lawyers to the poor in civil cases. Here is a link to an editorial in the National Law Journal from earlier this summer that argues that "with the legal needs of the poor rising in volume and intensity, more access to legal aid is a needed stop on the road to economic recovery."
Saturday, October 2, 2010
Should Lawyers Blog (Or Twitter) About Their Cases?
Attorney and popular blogger Eric Turkewitz has posted a short comment on the debate on whether practicing lawyers should write about their current cases, particularly while the cases are on-going. While some attorneys argue that it is important and informative for the public to get "inside" information about exactly what it is that lawyers do on a daily basis, others argue that it is improper or, at least, dangerous because there is always the risk of disclosing confidential information that could harm the client's interests. Read the comment here.
Friday, October 1, 2010
Is a lawyer representing himself or herself entitled to attorneys fees?
Is a lawyer who is successful in representing his or her own interests in litigation entitled to attorneys fees (when such fees are allowed or mandated, of course)? The Ethical Quandary blog has an update on the issue discussing or linking to cases that answer the question in Maryland, Washington, California and Oregon. Go here for all the information and links.
Legal Aid Group asks Wisconsin Supreme Court to provide free representation in civil cases
The Milwaukee Journal Sentinel is reporting (here) that a legal-aid group called Legal Action of Wisconsin plans to present a petition to the Wisconsin Supreme Court to adopt a rule that would provide free lawyers to some civil litigants arguing it is needed to protect poor litigants’ rights to basic human needs.
The proposed new rule would read as follows: "Where a civil litigant is indigent (defined as below 200% of the federal poverty guidelines), the court shall provide counsel at public expense where the assistance of counsel is needed to protect the litigant's rights to basic human needs, including sustenance, shelter, clothing, heat, medical care, safety and child custody and placement. In making the determination as to whether the assistance of counsel is needed, the court may consider the personal characteristics of the litigant, such as age, mental capacity, education, and knowledge of the law and of legal proceedings, and the complexity of the case."
The proposed new rule would read as follows: "Where a civil litigant is indigent (defined as below 200% of the federal poverty guidelines), the court shall provide counsel at public expense where the assistance of counsel is needed to protect the litigant's rights to basic human needs, including sustenance, shelter, clothing, heat, medical care, safety and child custody and placement. In making the determination as to whether the assistance of counsel is needed, the court may consider the personal characteristics of the litigant, such as age, mental capacity, education, and knowledge of the law and of legal proceedings, and the complexity of the case."
Podcast on ethics and "e-discovery"
The Legal Talk Network has a 25 minute long podcast on ethical issues related to e-discovery here (also available here). The show features Judge Herbert B. Dixon of the Superior Court of the District of Columbia. Among other topics, Judge Dixon discusses the ethical rules which are most often violated in e-discovery and the unique issues in criminal law related to ethics and e-discovery.
Thursday, September 30, 2010
ABA Journal seeking nominations for best law blogs
Every year, the ABA publishes a list of the best 100 law blogs and they recently began to seek nominations for this year's list. Go here to nominate all your favorites.
What is the proper level of sanction?
I have often commented on inconsistent sanctions for similar conduct. Here is a link to a comment on this subject by Carolyn Elefant, a solo practitioner who runs a very good blog called "MyShingle". Her post is called "Solo Suspended for Trust Error But Biglaw Unscathed for Botching Capital Appeal" and it is available here. She seems to favor flexibility in sanctioning and that sanctions should be based on case by case evaluation of the circumstances. She discusses a specific case where she believes the authorities should have been lenient even though the conduct involved violations of rules related to handling client's money.
Wednesday, September 29, 2010
Whistleblower protections and in-house counsel
Just a couple of days ago, my class covered issues related to "in-house counsel" including the Balla v Gambro decision denying lawyers the right to sue for wrongful discharge when they are fired for acting according to professional conduct obligations. Today I saw in my print version of the National Law Journal a new article on that very subject. Here is a link to it.
Tuesday, September 28, 2010
Mandatory pro-bono in Mississippi
Three days ago I noted that the Mississippi Supreme Court is considering requiring attorneys to perform 20 hours of pro bono service. Today, Law.com is reporting on the story here. Law.com's report adds that under the proposed plan attorneys who do not perform the mandated hours would have to pay a $500 fee. It is not clear whether the fee is to be paid as a form of punishment or as a way to comply with the obligation by providing funding for legal services.
Monday, September 27, 2010
What's with all the lawyer shows on tv?!
I don't watch a lot of TV, but I try to check out shows about lawyers just in case they raise issues I can discuss in class. There have always been shows about lawyers, although many of them were (or are) disguised "detective" stories - more interested in the drama of figuring out "who did it" than on the legal issues that surround the case. But I don't remember so many lawyer shows running at the same time.
Right now there are four new lawyer shows on - three of them at the same time on Wednesday nights. At some point there were promos going around about a fifth one, but I suspect that one may have been dropped since I have not seen or heard anything about it since it was announced back in the summer.
In any case, the new lineup includes Outlaw, about which I have written before and which every report I have read agrees is crap, The Defenders, The Whole Truth and Law and Order LA. These last three run against each other on Wednesday nights.
Here is a quick review of the Defenders by one of the law blogs I read regularly. In a nutshell, this appears to be just another disguised "detective" show (with a comic tone to it, I guess) in which lawyers do the detecting in order to help their clients.
Last Wednesday I opted to watch The Whole Truth instead and here is my quick review: The show tries to be more serious than the others. It follows the work of a district attorney and a defendant's lawyer as they prepare for and try a criminal case. The editing is done so that you get to see the work of each side separately which is interesting, although perhaps not the best narrative model. Given time constraints, the pace of the show is a bit too fast or frantic and the defendant's lawyer (and his firm) follow a familiar Hollywood mold.
What the producers are trying to sell as "different" about this show is that the lawyers never really know "the truth." Now, this is realistic, but unfortunately, the show then feels the need to fill the void for the audience by "solving" the uncertainty at the end. In other words, the audience will know in the end what really happened, even if the characters in the show do not. That's too bad. I think the show would be better if it left everyone with that realistic uncertainty of not really knowing, but I guess I understand this would not make for a popular choice among TV producers who want a happy audience....
Right now there are four new lawyer shows on - three of them at the same time on Wednesday nights. At some point there were promos going around about a fifth one, but I suspect that one may have been dropped since I have not seen or heard anything about it since it was announced back in the summer.
In any case, the new lineup includes Outlaw, about which I have written before and which every report I have read agrees is crap, The Defenders, The Whole Truth and Law and Order LA. These last three run against each other on Wednesday nights.
Here is a quick review of the Defenders by one of the law blogs I read regularly. In a nutshell, this appears to be just another disguised "detective" show (with a comic tone to it, I guess) in which lawyers do the detecting in order to help their clients.
Last Wednesday I opted to watch The Whole Truth instead and here is my quick review: The show tries to be more serious than the others. It follows the work of a district attorney and a defendant's lawyer as they prepare for and try a criminal case. The editing is done so that you get to see the work of each side separately which is interesting, although perhaps not the best narrative model. Given time constraints, the pace of the show is a bit too fast or frantic and the defendant's lawyer (and his firm) follow a familiar Hollywood mold.
What the producers are trying to sell as "different" about this show is that the lawyers never really know "the truth." Now, this is realistic, but unfortunately, the show then feels the need to fill the void for the audience by "solving" the uncertainty at the end. In other words, the audience will know in the end what really happened, even if the characters in the show do not. That's too bad. I think the show would be better if it left everyone with that realistic uncertainty of not really knowing, but I guess I understand this would not make for a popular choice among TV producers who want a happy audience....
Saturday, September 25, 2010
USA Today article on prosecutorial misconduct
USA Today has published a long article on prosecutorial misconduct that concludes that federal prosecutors repeatedly have violated their duties as ministers of justice in courtrooms across the nation, adding that "[t]he abuses have put innocent people in prison, set guilty people free and cost taxpayers millions of dollars in legal fees and sanctions." The article (which includes lots of links to even more information) is available here.
Can lawyers use social media to gather information about opposing party?
The Legal Ethics Forum is reporting that the New York State Bar Association has issued an Ethics Opinion on investigations through the use of social media. The New York opinion states that, as long as the lawyer does not use deception, a lawyer can typically use any other information that is either publicly available or accessible to anyone who is a member of the network. The opinion can be found here. A similar opinion from the Philadelphia bar can be found here.
Thanks to the Legal Ethics Forum for the information and links. For more information go to the Legal Ethics Forum here and here.
UPDATE Oct 7, 2010: The Ethical Quandary has a comment here.
Thanks to the Legal Ethics Forum for the information and links. For more information go to the Legal Ethics Forum here and here.
UPDATE Oct 7, 2010: The Ethical Quandary has a comment here.
More on the question of rude behavior
A few days ago, I posted a comment on whether rude behavior constitutes unethical conduct (here), a topic that generated some responses in The Legal Ethics Forum (here).
Adding to the discussion, the Legal Profession blog is reporting that a Colorado Hearing Board has imposed a suspension of a year and a day on an attorney for his pattern of disrespectful and contemptuous behavior in a federal court trial. Among other things, the attorney called another attorney a “fucking weasel” after the attorney reminded the insulting attorney that he should not coach his client during a recess. The attorney also called another attorney a “pinche cabrón” and an “hijo de puta.” (In the footnotes, the board defines these terms as "damned goat, big goat" and "son of a whore," which made me laugh. The word "cabrón" is, in fact, quite insulting to a Spanish speaker, but I can tell you it has nothing to do with a "goat"!! )
It is important to note that both incidents ocurred out of the jury’s presence and involved comments made to another attorney, not to a party as in the case I wrote about a few days ago. Yet, the board found the attorney acted with the intent to disrupt the tribunal in violation of, among others, Rule 8.4.
Adding to the discussion, the Legal Profession blog is reporting that a Colorado Hearing Board has imposed a suspension of a year and a day on an attorney for his pattern of disrespectful and contemptuous behavior in a federal court trial. Among other things, the attorney called another attorney a “fucking weasel” after the attorney reminded the insulting attorney that he should not coach his client during a recess. The attorney also called another attorney a “pinche cabrón” and an “hijo de puta.” (In the footnotes, the board defines these terms as "damned goat, big goat" and "son of a whore," which made me laugh. The word "cabrón" is, in fact, quite insulting to a Spanish speaker, but I can tell you it has nothing to do with a "goat"!! )
It is important to note that both incidents ocurred out of the jury’s presence and involved comments made to another attorney, not to a party as in the case I wrote about a few days ago. Yet, the board found the attorney acted with the intent to disrupt the tribunal in violation of, among others, Rule 8.4.
How not to practice law: ask client to pay fees with drugs
Here is the most recent addition to our running list of examples of how not to practice law. This is one we have seen before (here) and it should be pretty obvious. As usual, the underlying principle is simple: don't ask your client to pay your fees with cocaine!
The Legal Profession blog and Law.com are reporting that North Dakota's Supreme Court has disbarred an attorney for asking a client for cocaine.
Aside from the basic principle, though, the issue of drug addiction presents another problem. If the attorney has an addiction, is disbarment the proper sanction? Should the bar have a duty to attempt to help the lawyer seek rehab? Would it be better to suspend the lawyer subject to proof of completion of rehab and then allow the lawyer to be readmitted subject to conditions like periodic testing or something like that? Or is the risk to clients to high?
The Legal Profession blog and Law.com are reporting that North Dakota's Supreme Court has disbarred an attorney for asking a client for cocaine.
Aside from the basic principle, though, the issue of drug addiction presents another problem. If the attorney has an addiction, is disbarment the proper sanction? Should the bar have a duty to attempt to help the lawyer seek rehab? Would it be better to suspend the lawyer subject to proof of completion of rehab and then allow the lawyer to be readmitted subject to conditions like periodic testing or something like that? Or is the risk to clients to high?
Does an attorney have a duty to non-clients?
The Court of Appeals of Kentucky has issued an opinion that illustrates one of the few instances where attorneys are sometimes held to owe a duty to a non-client. In that case, the court held that although the plaintiff was not a client, the attorney owed a duty because the plaintiff may have been an intended beneficiary of the lawyers' conduct and the lawyers failed to do a proper title search. The case is called Tipton v. Porter and it is available here.
Meanwhile, a court in New Jersey reached the opposite result in a case called Holvenstot v. Nusbaum (available here).
Meanwhile, a court in New Jersey reached the opposite result in a case called Holvenstot v. Nusbaum (available here).
More and more people qualify for legal aid; is mandatory pro-bono an answer to the crisis?
The Census Bureau's recently released a report that details that nearly 57 million Americans now qualify for civil legal assistance from programs funded by the federal Legal Services Corporation (LSC). That's the number of Americans who, in 2009, were at or below 125 percent of the federal poverty level threshold, an income ceiling of $27,563 a year for a family of four. This is an increase of 3 million from 2008.
Meanwhile, the Wall Street Journal is reporting that the Mississippi Supreme Court is considering a proposed rule to require lawyers in the state to provide at least 20 hours of pro bono work.
But Mississippi lawyers are reportedly not happy that altruism may be forced upon them, the Clarion-Ledger reports.
Read the full sotry (with links to more) in the Wall Street Journal Law Blog. Also, click here to see Above the Law’s take on the proposed rule.
Meanwhile, the Wall Street Journal is reporting that the Mississippi Supreme Court is considering a proposed rule to require lawyers in the state to provide at least 20 hours of pro bono work.
But Mississippi lawyers are reportedly not happy that altruism may be forced upon them, the Clarion-Ledger reports.
Read the full sotry (with links to more) in the Wall Street Journal Law Blog. Also, click here to see Above the Law’s take on the proposed rule.
Tuesday, September 21, 2010
Attempt to regulate attorney speech in Utah abandoned
Back in June, the Wall Street Journal reported that a proposal was being discussed in Utah to regulate what lawyers could say about the judicial system. The proposed amendment to the rules would have stated that "[a] lawyer shall not make a public statement that the lawyer knows to be false or with reckless disregard as to its truth or falsity concerning the judicial system . . ."
As you would expect, there was substantial opposition to the new rule and four days ago The Salt Lake Tribune reported (here) that the Supreme Court’s Advisory Committee on the Rules of Professional Conduct, which made the proposal initially, decided to recommend against adopting the change.
Thanks to Christi Brock for the update.
As you would expect, there was substantial opposition to the new rule and four days ago The Salt Lake Tribune reported (here) that the Supreme Court’s Advisory Committee on the Rules of Professional Conduct, which made the proposal initially, decided to recommend against adopting the change.
Thanks to Christi Brock for the update.